Paul Collins lectures in music at Mary Immaculate College, University of Limerick, Ireland. He is a graduate of Trinity College, Dublin, and holds a first class honors MA degree in Performance and Musicology (Organ) from the National University of Ireland, Maynooth. He is currently pursuing doctoral research at the music department of that university, where his supervisor is Professor Gerard Gillen. His dissertation will investigate the stylus phantasticus and its expression in north German organ music of the seventeenth century. Collins studied organ and harpsichord at the Dublin Institute of Technology Conservatory of Music and Drama, where he was awarded the Actors' Church Union Prize for advanced organ playing. He also holds a Fellowship Diploma in organ from Trinity College, London. He has performed in Ireland, the US, and Italy and is director of the Marmion Recital Series at Holy Cross Church in Dundrum, Dublin, where he is resident organist. In addition to his activities as musicologist and performer, he has composed works for keyboard, voice and chamber ensemble.
The music encyclopedist Johann Mattheson (1681-1764), in Part 1, chapter 10, of Der vollkommene Capellmeister (1739) mentions the names of two Italian composers whom he believes to have been exquisite executants of the "fantastic" style, namely Claudio Merulo (1533-1604) and Michelangelo Rossi (1602-1656). Before offering his readers a thumbnail sketch of their work, Mattheson expresses the hope that neither of these "fleissige Fantasten," or "diligent fantasy makers" will ever have their names consigned to oblivion. In choosing this term to describe these Italians and also Johann Jakob Froberger (1616-1667), Mattheson highlights the inherent tension in the dual r?¥le of performer-composer, that of the "fantastic" spontaneous performer or improviser and the "diligent" composer who must commit structured ideas to paper.
We know, for example, that Rossi, like the later Nicolaus Bruhns (1665-1697) in northern Europe, was renowned as a virtuoso violinist in Rome, so much so that it was recorded in the register of his death in 1656. "Michelangelo il Violino," as he was referred to on occasion, even graced the performance of his single extant opera Erminia sul Giordano (1633) with his own playing, in which he took the part of Apollo in the last act. The Rome-based Jesuit polymath Athanasius Kircher (1602-1680), who first coined the term "fantasy style" or stylus phantasticus in his Musurgia Universalis (1650), was among those who witnessed Rossi's playing at first hand at a private concert given, in Kircher's own words, by "three incomparable musicians, whom I would not be wrong in describing as the Orpheuses of our age."1 The three musicians in question were Rossi, Salvator Mazzella and the lutenist Lelio Colista (1629-1680) and the concert featured music for two violins and the-orbo. Describing the experience in his Itinerarium exstaticum (1656), Kircher leaves us in no doubt that this recital, the exact date of which has been consigned to oblivion, left a deep impression on him. He writes:
. . . though I may avow that I have delved with some distinction in the field of Music I cannot recall having heard anything like it, as they mingled diatonic with chromatic harmonies, and these with enharmonic modulations: it is scarcely possible to express the degree to which the unaccustomed mixing of these styles aroused the emotions of the mind.2
This concert performed before a single auditor--Kircher himself--is significant in itself in terms of the musicians it brought together. Musicologists in recent times have regarded the perspectives of Kircher and Mattheson on the "fantastic" style as being, by and large, mutually exclusive, but it is interesting to note that Kircher chose a sinfonia for four lutes by Colista as one of his five examples of the stylus phantasticus, while Mattheson, eighty-nine years later, considered the works of Rossi--in this context the composer's fourteen toccatas--as examples of the fantastischer Styl. Of further interest is the fact that Mattheson, in his Capellmeister treatise (§92), also mentions the violin and the lute as two of the most appropriate instruments for the realization of this style.
The German theorist's biographical information is not always as accurate as one would wish, however and in the case of Rossi, he can state merely that the composer "lived around 1635, the time of [Giovanni Battista] Doni."3 If we wish to further understand Mattheson's enthusiasm for Rossi's toccatas we must consider these works in the light of the "rules" for would-be "fantasy makers" given by Mattheson in §93 and §94 of his tenth chapter "On the Style of Music." The fantastic style, according to Mattheson, is above all an improvisatory style, with the primary focus on the performer and his extemporary ability. This is underlined by the fact that Mattheson situates his discussion of the fantasy style within the broader context of the genus theatralis, or theatrical style. One is restricted in this a mente non a penna style ("improvised, not written down") only by harmonic considerations, Mattheson making the general comment that "order and constraint" are the antithesis of its aesthetic. The style is to be a vehicle for the spontaneous musical orator, who is exhorted by Mattheson to please, dazzle and astound his listeners. It is characterised by much freedom with respect to "beat and pitch," even though these, as Mattheson notes, may have previously been carefully committed to paper. The fantasist was to avoid developing a "regular" motive or melody and rather incorporate all sorts of strange musical detours and embellishments, the object of which were, to quote another of Mattheson's works, "the movement of the affections and the touching of the heart."4
How then, does a work like Rossi's Toccata prima (measures 1-8 of which are shown in Example 1) realise Mattheson's "rules"? The variety of styles encountered in this and other Rossi toccatas realise Mattheson's aesthetic of immediacy, in which a work's surface features are all-important. Rossi's multi-sectional pieces in the toccata genre constitute, in the words of Erich Valentin, a Mosaikform5, in which many musical patterns and procedures are juxtaposed to form a quasi-improvisatory whole. In the Toccata prima we can see the composer's penchant for distinct, non-interdependent sections, giving the impression of a constantly changing musical landscape in which no one idea is, to paraphrase Mattheson, properly "worked out." It is possible to divide the toccata into four main sections, namely measures 1-8, /9-22, 23-45, /46-53. After the typical chordal incipit, section one comprises an imitative-style passage based on an angular motive. Following this is a section that begins imitatively but quickly becomes much freer, with the introduction of a rising-scale figure in the left hand in measure 10 and the abrupt and almost arbitrary harmonic shift in measures 10-11 (Example 2). Such daring harmonic juxtapositions and rising-scale ideas in fast note values are most often associated with the free or "loosely pulsatile"6 sections of toccatas and in measures 15-16 the full rhetorical import of the section is most clearly captured in the dramatic drop in register from a≤ to d# (Example 3). After the cadence in measure 22 the third, fugato section begins. This is the most "clearly pulsatile"7 of the toccata's sections, there being no dissolution of the texture until measure 42. The fourth and final section, another imitative section, begins on the upbeat to measure 46 and here again there is a necessary constraint on pulse fluctuation.
Mattheson would clearly have been attracted to Rossi's work for many reasons. The division of the toccatas into discrete sections, with little recapitulation of previous material, affords the performer the opportunity to vary the pulse between and frequently even within sections, thus heightening the sense of drama. In the Toccata prima, with the exception of measures 23-42 and 46-52 where we find purely imitative writing, the term con discrezione could be used to describe the manner of playing throughout.8 The idea of not being tied to a pulse in the interest of expression had, of course, been discussed in Italian prefatory writings from the beginning of the seventeenth century, most notably in the preface to Le nuove musiche (1602) by Giulio Caccini (c1545-1618) and in Frescobaldi's preface to his first volume of toccatas (1615). Caccini's concept of sprezzatura, or "artful carelessness," despite its original association with vocal performance, can also be applied to keyboard music, while Frescobaldi's instruction to the player not to be subject to the beat ("non stare soggetto ?† battuta") has its roots in the affetti of the madrigal. To return to Mattheson, we can easily imagine the German theorist praising the Toccata prima of Rossi for its lack of "a regular principal motif and melody" as well as for its textural variety, with two-, three- and four-part writing throughout. Furthermore, he would have favored Rossi's arresting harmonic shifts in measures 7-8 and 10-11, with their potential to "astonish" the listener. Mention of the keyboard works of Rossi in the eleven-paragraph section devoted to a discussion of the fantastischer Styl in Der vollkommene Capellmeister is, therefore, wholly appropriate, given the dramatic nature of the Italian composer's toccatas. These "wordless madrigals" aptly illustrate Mattheson's concept of the stylus phantasticus, with its clear focus on histrionics.
Rossi's importance in the context of a discussion of the stylus phantasticus in the north German organ school is borne out on two main fronts. Firstly, research carried out by Alexander Silbiger and published in 1983 has suggested that we should view Rossi as a contemporary rival of Frescobaldi, rather than as a mere "emulator of the older master."9 The continued esteem in which Rossi's volume of Toccate e Correnti was held is evidenced by the fact that after its initial appearance, probably in the early 1630s, at least three further editions appeared over the next thirty years. Thus, by the beginning of the 1640s in Italy, Rossi's name as a composer of keyboard music was second only to that of Frescobaldi. It seems more than likely that if the older composer's publications were in circulation in the north German region during the seventeenth century that Rossi's keyboard music would have been known there also. Secondly, we know that one of the main bearers of Italian keyboard music to northern Europe, Froberger, was in Rome during the years 1637-1640/1 and in addition to his student-master relationship with Frescobaldi would undoubtedly have had some links with Rossi. Even more than Johann Kaspar Kerll (1627-1693) and Johann Philipp Krieger (1649-1725), two other prominent south German musicians who studied in Italy during the seventeenth century, Froberger was to influence free keyboard writing in north Germany.
As noted earlier, Mattheson praises Froberger as a "diligent fantasy maker" in his Capellmeister treatise, remarking that the Stuttgart-born composer "did much especially in this style of writing."10 He quotes what he believes to be the incipits of two works by Froberger for those of his readers who need written examples of pieces in the fantasy style. Neither of these two incipits appears, however, among Froberger's works. Mattheson's first example, the "beginning of a toccata by Froberger," has been shown by Kerala Snyder to be the opening three bars of Buxtehude's Phrygian praeludium BuxWV 152, as transmitted by the manuscript "E.B.-1688" held at Yale University.11 The second incipit, entitled "beginning of a fantasy by the same person," features a single rhapsodic melodic line as in Mattheson's first example. This, likewise, could not come from the toccatas or fantasias of Froberger, as the former always commence with a sustained chord and the latter with a line in long note values. It is possible, given the similarity of the two incipits, that the second example also originated in the north German region. Of further interest is the fact that the opening motif of the Buxtehude example also appears at the start of Froberger's Capriccio, FbWV 502, from the composer's Libro di Capricci e Ricercate of c1658.12 While it is impossible to ascertain whether or not the Phrygian praeludium of Buxtehude was influenced by Froberger's capriccio, we have evidence to suggest that north German composers wrote parodies on Italianate works composed by south Germans. For example, Friedrich W. Riedel has pointed to the similarity between a fuga contained in Yale University New Haven manuscript LM 5056 (ascribed in that source to "P. Heidorn ?¢ Crempe") and Kerll's Canzona III.13
Apart from the existence of north German parodies on south German, Italian-influenced works, we know that one important conduit for the transmission of Italian influence to the north German region during the second half of the seventeenth century was the Thuringian-born organist and composer Matthias Weckmann (c1616-1674). Weckmann, appointed organist of the Jacobikirche in Hamburg in 1655 was an admirer of Froberger's music and gained a legendary reputation as both a composer and virtuoso performer. Educated in Dresden and Hamburg, Weckmann studied with, among others, Heinrich Sch?ºtz (1585-1672) and Jacob Praetorius II (1586-1651). While he was most probably introduced to Italian music by Sch?ºtz in Dresden, his later friendship with Froberger was undoubtedly an important factor in his becoming acquainted with Italian keyboard music. The bold and imaginative writing that characterizes Froberger's toccatas is found in Weckmann's works in the same genre, which were probably intended for harpsichord performance. These are among the most remarkable free works to come from seventeenth-century north Germany.
A brief comparison between compositional procedures in the toccatas of Froberger and Weckmann may serve to highlight their similarities. Both composers wrote pieces in each of the two toccata "formats" common in Italy during the seventeenth century, i.e., toccatas in free style throughout and those that contain distinct imitative sections in canzona style. If we examine Froberger's Toccata IV, FbWV104, from the Libro Secondo of 1649 we find an example of the latter toccata type, with free sections framing the fugal material. This work is in four sections (in Rampe's 1993 edition, measures 1-8; 9-15; 16-22; 23-29), section three being a re-working of the preceding fugal material in triple time. The opening "free" section falls into two halves: measures 1-4 and 5-8 (Example 4). In the first subsection we hear a stepwise rising-fourth idea followed by a falling fourth and thirty-second-note figure. These together comprise the raw material from which this initial eight-measure section is fashioned. The texture of the first four bars has been aptly described by John Butt as that of "imitative homophony,"14 while in the second subsection the imitation (based on the rising fourth idea) and harmonic rhythm become more regular. The section as a whole illustrates Froberger's delight in obfuscating the listener with regard to the "free" and the fugal, in this case within the context of an "improvisatory" section. The two fugal sections that follow form the core of the toccata and each concludes with free material that alludes to the opening section (Examples 5a and 5b). From measure 23 to the end of the work further allusions, this time to material from both free and fugal sections, are heard. The resulting fusion of previously disparate elements achieves a resolution of the work's contrasting free and fugal material, culminating in a cascade of sixteenth-note motion in both hands.
Weckmann's compositional strategy in his Toccata vel praeludium Primi Toni is similar to that in Froberger's toccata. This Weckmann toccata is one of six works in the genre to appear in the 1991 Siegbert Rampe edition of the composer's free keyboard works. Here again we can break the work into four sections: an opening free section (ms.1-10); a fugal section (ms.10-20); a tripla section featuring a variant of the fugal theme (ms.21-27) and a concluding free section (ms.28-40). As in the Froberger toccata, imitation features much throughout the opening section, Weckmann also making use of an up-beat suspirans figure (Example 6). In measure 2, we again hear a stepwise rising fourth idea followed by a downward leap of a fourth, while in the tripla section (ms. 24-25) and concluding free section, rising and falling fourths constitute much of the motivic fabric. Measures 30-33, in particular, feature figuration very similar to that heard in the second half of Froberger's opening free section (Example 7; cf. Example 4). Common to both pieces also is an unexpected twist to the minor, Froberger, for example, offering the listener what Mattheson might have considered a delightful instance of musical deception at the end of his toccata, where a flattened e# colors the final cadence in C major.
Weckmann's toccata in A minor represents one of the seventeenth-century's most "fantastic" works. It is an example of the toccata type that consisted entirely of free material. During the course of its 78 measures we encounter a kaleidoscopic variety of moods and figuration, yielding a work full of drama and contrasting Affekten. We can see from the outset that this work perfectly fulfils Mattheson's "rules" governing the fantastic style, with its "ingenious turns and embellishments . . . without close observation of the beat . . . without a regular principal motif and melody . . . sometimes fast sometimes slow . . . yet not without a view to pleasing, to dazzling and to astounding" (§92). Weckmann, in short, seeks to delight his listener throughout with the element of surprise and focuses on the toccata as a vehicle for demonstrating performance skill. Chordal passages such as those in measures 8-11, 14-20 and 34-38 alternate with passages featuring scurrying sixteenth notes that are sometimes broken off in mid-flight. These latter abruptio gestures, found in measures 4, 13 and 24, are also part of the musical and rhetorical vocabulary of the composer's toccata in D minor,15 which, again, is in free style throughout. The employment of this rhetorical device in these works was, no doubt, inspired by Froberger's use of similar dramatic gestures in his toccatas (e.g., the end of Toccata III in G, FbWV 103).
One would expect Weckmann's contemporary, Franz Tunder (1614-1667), to have been a key influence on the compositional style of Dieterich Buxtehude (1637-1707), given that Tunder was the younger composer's predecessor at L?ºbeck's Marienkirche. While Tunder's large-scale chorale fantasias are probably the better known of his fifteen surviving works for organ, his four complete praeludia constitute a significant development of the hitherto short, undemonstrative praeambula of Scheidemann. Each of these four, more extrovert Tunder praeludia begins with a monodic flourish, a new textural device in north German organ music. The concluding free sections of the same works also feature animated writing. Such beginnings and endings sparkle with the brilliance and spontaneity that Mattheson associated with the fantasy style and like similar passages in works by Buxtehude and other later north German composers, would appear to have their origin in improvisational practice. In addition to Tunder's four complete praeludia, there exists a five-and-a-half-measure fragment of a fifth praeludium by the composer, which is of particular interest (Example 8). Here we see perhaps the most striking passage in all of Tunder's praeludia, one that appears to herald a new stylistic departure. This fragment resembles very closely the energetic passages that typically open Buxtehude's works in the same genre. Equally dramatic double flourishes, for example, are heard at the outset of the praeludia in D minor, BuxWV 140 and G minor, BuxWV 148, the latter opening being perhaps the closest Buxtehudian parallel to Tunder's fragment (Example 9).
With the establishment of his "Stock Exchange" concerts around 1646, Tunder began to provide the L?ºbeck merchants with musical entertainment when they gathered at the Marienkirche before the opening of the outdoor Stock Exchange. Central to these concerts, no doubt, was Tunder's playing of his own works, probably in their nascent, improvised form. Just as a praeambulum or praeludium had been used as introductory service music, so the performance of such works at the beginning of one of these concerts would have been entirely appropriate. Tunder can be credited, therefore, with the raising of the praeludium genre to the level of art music, liberating it from its hitherto purely liturgical function.
Given the opportunity to develop Tunder's Marienkirche concert series with his Abendmusiken, it comes as no surprise that Buxtehude, more than any other composer of the period, developed the praeludium into a dramatic monolith. In so doing, he put the genre on an equal footing with chorale-based works, which had been greater in importance during the first half of the seventeenth century. Without doubt, Buxtehude was the most "diligent fantasy maker" of the north German Baroque. Both free and chorale-based organ works share in this accolade, as do the composer's sonatas, which, following the principle of contrasting sections, have formal structures similar to those of his twenty-two pedaliter praeludia. The praeludia may be commented upon from a variety of perspectives, as Kerala Snyder has shown,16 and despite its limited application, Mattheson's concept of the stylus phantasticus constitutes one "lens" through which we can view these works. The exuberance, drama and virtuosity associated with the free sections, as well as the constantly shifting textures, square perfectly with Mattheson's description of the style. Indeed those praeludia that favor free writing above fugal sections, like the F-sharp minor, BuxWV 146 and D major, BuxWV 139 exhibit Mattheson's concept most successfully. As much has been written about the "fantastic" nature of Buxtehude's F-sharp minor praeludium, a comment on the D major work as an expression of Mattheson's stylus phantasticus concept is merited. Containing only one fugue lasting 35 measures, BuxWV 139 has substantial opening and closing free sections of 20 and 41 measures respectively. Like the praeludium in F sharp minor, with its famous "recitative," the D major praeludium contains a decorated chordal interlude (measures 87-94) that introduces much harmonic color (Example 10). Other features shared by these two praeludia include the motoristic rhythms and an extended sequential passage, while the Peroratio of the D major work offers an example of the abruptio gesture (measure 103) typical of many of the praeludia which have a closing free section (Example 11).
Buxtehude's praeludia reveal both a skilled composer and an accomplished performer at work and could be said to represent a synthesis of the ideas of both Kircher and Mattheson regarding the "fantastic style." Most discussions of the concept of stylus phantasticus in relation to the composer's free organ works have nevertheless focused on Mattheson's description of the style in order to account for the inherent drama of these works. By exploring a middle way, however, a concept of "fantastic" that embraces Buxtehude the composer, skilled in learned counterpoint, and Buxtehude the accomplished performer, we can, perhaps, reconcile two concepts with very different emphases in one musical persona. Such a meeting of opposites can only do justice to the composer's multi-faceted praeludia.
It is also possible to discuss the "fantastic" elements in the free works of Buxtehude and other north German composers within the broader context of rhetorical analysis. According to the latter perspective, the late seventeenth-century north German praeludium may be regarded as a tightly organised work and an accomplished example of musical rhetoric in its fulfilment of even the minimal demands of a classical dispositio. An analytical approach to praeludia of the late seventeenth century based on one or more concepts of the stylus phantasticus need not omit a consideration of the structural sophistication and eloquent rhetoric that such works exhibit. The two approaches, that of a stylus phantasticus perspective and one based on rhetorical analysis, are complementary, if individually subjective and limited in their application. An analysis of, for example, Buxtehude's praeludia from the perspective of the stylus phantasticus is impoverished if it fails to draw on musical-rhetorical concepts and figures, using the template of rhetorical analysis to highlight the significance of each of the various sections within the context of a complete praeludium. A rhetorical analysis, on the other hand, which omits a consideration of the chameleon-like concept of stylus phantasticus is in danger of offering an assumed compositional "recipe," or to quote Mattheson, albeit out of context, "something . . . inflexible."17 Both forms of analysis focus on a work in relation to how it "speaks" to the listener, and on the composer's attempts to transform what is, in the case of a praeludium, wordless music into dramatic speech. While the alternating textures of a Buxtehude praeludium may indeed suggest a careful sequence reflecting the traditional parts of a classical oration (i.e., Exordium, Narratio, Confirmatio and Peroratio), we must be wary of assuming that the achievement of such a rhetorical sequence was foremost in the composer's mind. We are not on safe ground if, with reference only to Mattheson's concept, we try to play down the importance of the stylus phantasticus in such free works.
This article has concerned itself with following what could be termed the "fantastic thread" in the toccata genre from Italy, the origin of "diligent fantasy making" for Mattheson, through south Germany to northern Europe. We could say that the following of this thread to north Germany parallels an investigation of the progress of Italian influence in that region during the latter half of the seventeenth century.
